Home >

disclosures

disclosures

Legal Disclosure

Brokerage Services provided by Interactive Investor Services Limited, incorporated in England and Wales with company number 2101863. Registered office: Exchange Court, Duncombe Street, Leeds, LS1 4AX. Authorised and regulated by the Financial Conduct Authority, 25 The North Colonnade, Canary Wharf, London, E14 5HS, United Kingdom (Financial Services Register Firm Reference Number 141282). Member of the London Stock Exchange and NEX Exchange. VAT Registration No. GB 832 6732 26

Statutory Disclosure

Banking Services provided by TD Bank N.V. Incorporated in the Netherlands and registered as a branch in England and Wales under branch registration number BR006780. Authorised by the Dutch Central Bank (De Nederlandsche Bank - DNB Registration Number NL481) and subject to limited regulation by Financial Conduct Authority and Prudential Regulation Authority (Financial Services Register Firm Reference Number 216791). Details about the extent of our regulation by the Financial Conduct Authority and Prudential Regulation Authority are available from us on request.

Capital Requirements Directive IV – Country by Country Reporting

During 2013 the UK government enacted legislation (contained in the Financial Services and Markets act 2000 Statutory Instrument 3118) which requires CRD IV regulated institutions to publish the following information:

  • The name, nature of activities and geographical location of the institution and any subsidiaries and branches
  • Turnover
  • The average number employees on a full time equivalent basis

TD N.V. UK Branch falls within the scope of these regulations and accordingly the disclosures for the year ended 31 October 2016 are set out below.

Name

Nature of activities

Geographical location

The average number employees on a full time equivalent

Turnover (Net Interest Income)(EUR millions)

Profit or loss before tax (EUR millions)

Corporation tax paid (EUR millions)

Public subsidies received (EUR millions)

TD Bank N.V

Acceptance of deposits and other repayable funds 
Lending

Amsterdam, The Netherlands

15

13.0

3.5

0.85

NIL

TD N.V. UK Branch

Retail banking services

Leeds, United Kingdom

The amounts disclosed for turnover and profit before tax are compiled from the consolidated financial statements for the year ended 31 October 2016, which are prepared in accordance with NL GAAP.

How does GDPR affect the way ii uses my personal information?

GDPR is the abbreviation for European General Data Protection Regulation which comes into force 25 May 2018. The legislation is designed to harmonise data privacy laws across Europe and give greater protection and rights to individuals. 

At ii we are fully committed to maintaining your privacy and protecting your personal data in line with all regulatory requirements. The details of how we do this are outlined in our:

If you have any queries regarding our privacy policy or use of your personal data please contact our Data Protection Officer at dataprotection@ii.co.uk


Gender pay gap report

Read our 2017 report here:

Execution Quality

Interactive Investor Services Limited (IISL) monitor and record their quality of execution using an independent third party provider. During the review period, 1st January – 31st December 2017, 92.48% of UK trades were better than the benchmarked price. Any trades outside of this are reviewed and challenged. In order to help achieve this IISL have invested in a best execution monitoring solution to review trades as they are executed. This, in conjunction with
controls on agreed tolerances on acceptable price ranges, allows us to deliver best execution for our customers.

For further detail of our order execution arrangements and execution quality monitoring (including how we benchmark performance) see our Best Execution Summary. We have also provided below our top five execution venues in terms of trading volumes (for all executed client orders per class of financial instruments), along with our top five investment firms where we have placed customer orders for execution (typically international orders).